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Financial Management Strategies, Inc.
9050 Sweet Valley Drive
Valley View, Ohio 44125
(216) 642-1099


How is FMS Compensated?

As an investment advisory firm, FMS is compensated on a fee only basis. Fees are specified in the plan’s investment management agreement and are typically based on a percentage of the assets held by the plan but they can also be a fixed amount. All plan related fees are disclosed to the plan and participants in compliance with DOL regulations. Fees are charged directly to each participant’s account on a pro-rata basis and do not vary based on a participant’s selection of a particular investment option. FMS does not accept any direct or indirect compensation from any fund, third party, or service provider.

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