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How We Work with Clients

To help us determine the proper asset allocation for a client, we begin by having the client complete an “Investor Profile” that is designed to provide us with information about the attitudes toward specific types of investments, the ability and desire to accept the risks that are inherent with any investment, and the client’s willingness to accept market volatility. We also discuss investment goals and financial objectives for the funds to be invested. Based upon the profile and those discussions, we decide on a specific asset allocation model that is appropriate for the client’s situation. An “Investment Policy Statement” is then prepared that summarizes your investment goals and objectives as well as our investment philosophy, procedures, and duties as an Adviser.

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