Reports, Information & Communications
Portfolio assets are held in an investment management account and trades are cleared through Pershing, LLC. Statements are available online or sent to clients monthly or at quarter end by Pershing, LLC depending on transactions during the month. FMS does not take custody of any client assets and does not have withdrawal or transfer rights.
We meet annually, or more often if needed, with all clients to review their portfolio and its performance, the current investment holdings and asset allocation. At the same time, we update the “Investor Profile” and the client’s financial goals to make certain that the portfolio continues to be appropriate for your situation. We are also available to meet at other times as necessary. These updated reports and other pertinent documents can be kept in a notebook provided as a service for our portfolio management clients.